GUAN GONG, THE RED-FACED
GOD
by
Umberto Bresciani
In Taiwan, as in all other areas
partaking to sinic culture, one meets
some pure Buddhists and pure Daoists. But the great majority of the population are
followers of the so-called popular
religion,
a hybrid religious behavior, where you may easily detect Confucian, as well as
Buddhist and Daoist elements mixed together. No other figure in the Chinese religious
pantheon conveys more strikingly the hybrid nature of Chinese popular religion
than Guan Gong (or Guandi), the red-faced god, one of the
most honored figures among the Chinese masses, one with strong Confucian
connotations, but also highly venerated by Buddhists and Daoists alike.
This article is meant as an introduction
to the cult of Guan Gong (or Guandi), a key object of worship in Chinese
popular religion. Here, however, we need to rectify the opinion of Westerners,
who have translated the word shen as ‘god’,
when in fact Guan Gong was a historical figure, who (whose spirit), because of his
virtuous deeds, became powerful after death. Therefore, it would be less
deceiving to use for him the appellation of saint,
or patron saint, rather than god, or idol.
It is in fact self-understood that Guan Gong is powerful, but acting on behalf
of Heaven. This is the meaning of the names they often give to Guan Gong’s
temples, such as, for instance, xingtiangong
(executing Heaven’s [will] temple), or xietian
miao (temple of assisting Heaven).
This could be asserted by looking at a common way of
worship at a Guan Gong temple. There one may watch worshippers going in
and out.
When they get in, they take incense sticks, and first of all turn toward the sky
(through the main entrance, which is usually wide open), in order to worship
Heaven. Only after that, they turn to the statue of Guan Gong and pay homage to
him.
I.
The
historical man Guan Yunchang
Guan
Gong (i.e. Lord Guan) is the honorific name of a
historical person, said to have the surname Guan and name Yu, other name Yunchang
(162-219 A.D.), a Chinese military general under the
warlord Liu Bei during
the late Eastern
Han Dynasty in ancient China. Guan Yunchang played a significant role in the civil
war that led to the collapse of the Han Dynasty
and the establishment of the Three Kingdoms.
Strictly speaking, the period of the Three Kingdoms refers to the years 220
to 263 CE, when China
was officially divided into three kingdoms, namely Wei, Shu, and Wu. However,
chaos in the Han Empire started earlier, and so we can speak of an unofficial
earlier period starting already by the year 190 until 220, marked by chaotic infighting
between warlords in various parts of China.
The best historical source for the Three
Kingdoms Age and for Guan Gong is the Records of the Three Kingdoms (Sanguozhi), written by Chen
Shou (233-297).
Numerous details of Guan Gong’s life have been later magnified by popular
legend. Guan Yu was born around the year 160 or 162 CE.
His native place was the village of Changping, Xieliang District, in the area east of the
Yellow River (Hedong) - at the time
belonging to Henan Province - present-day Xiezhou
County, near Yuncheng, in Shanxi Province.
As a youth, perhaps under his father’ guidance, he pursued studies of China's
classics while also working as a soybean curd seller. He
was said to have a prodigious memory, and was able to recite extraordinarily
long passages of the classics. He was especially fond of studying the Spring
and Autumn Annals (one of the five
Confucian Classics). In A.D. 178 he married a lady surnamed Hu and had a
son, Guan Bing.
It is said that, actually, his surname was
not Guan, and that since his early years he was highly skilled in martial arts.
He was tall and strongly built, and endowed with extraordinary physical
strength. He had a fiery temper; he was courageous and ready to fight for any
cause of justice, so that often he got involved in troubles and melees. Worried
that he might end up in some serious trouble, his parents shut him up in a room
in the backyard of their house. However, he dismounted the window and went out. On
the road, he heard somebody sobbing. He got to know that a local bully, the young
son-in-law of the district magistrate, had taken by force a girl of the people
to become his concubine, and her parents were sobbing in pain. In a sudden
burst of rage, wielding his spear, Guan Yu entered the magistrate’s office and
killed both the magistrate and his son-in-law.
Thereupon he had to flee to the next
province. While on the run, he took refuge in a Daoist temple. There, a Daoist
sorceress told him to wash his face in a spring. The water turned his face a
distinctive red, disguising him from his pursuers. When
he reached Tongguan (Weinan,
Shaanxi), he saw hanging at the
city gate the Wanted poster for his
capture, with a prize. He tore it up and strode to enter the city. The gate
guards stopped him and started to interrogate him. He presented himself: “My
surname is Guan.” Because his face had changed to a reddish hue and his surname
was different, he was able to pass unrecognized. From then on, he was known by
the surname of Guan.
Later, he arrived in Zhuojun (present day Zhuozhou, Hebei
Province), where he made the acquaintance of Liu Bei. Liu Bei, a blood
descendant of the ruling Han Dynasty living in poverty in the countryside with
his widowed mother. The
story goes that one day Liu Bei had come into town to peddle straw mats and shoes
and noticed a poster calling for courageous youths to enroll in an army to resist the rebellion of the Yellow Turbans. Later in the day, Liu
Bei befriended a
local butcher, a burly man by the voice like thunder
named Zhang Fei, who invited him to dinner to convince him to join the
patriotic army. While they were dining at a restaurant and dreaming of high
feats for saving the country, Guan Yu came in. The two invited him to join in
and so they became close friends. They swore eternal friendship with a special ritual
in Zhang Fei’s backyard, a peach garden (taoyuan
in Chinese) in full bloom. Their oath was: "we were not born on the
same month and on the same day, but we wish to die on the same year, same
month, and same day". The three, like three brothers, always ate at the
same table and slept in the same bed. This case became known to posterity as
the foremost example of loyalty in friendship: "The three sworn brothers
of Taoyuan." (Taoyuan
san jieyi).
Around
190 CE, the power of the Eastern Han Dynasty was in decline and various
warlords were contending for supremacy. Among them, the most outstanding was
the mighty general Cao Cao,
a ruthless schemer (at least in the novel), who aspired to get hold of the
whole empire and to start a new dynasty, the Wei. Guan Yu’s loyalty was tested
by Cao Cao, when
this, having heard of Guan Yu’s fighting ability, devised a way to capture him. In a battle arranged by Cao Cao, Guan Yu had to
surrender and was made a prisoner. Although Cao Cao treated him lavishly, bestowed on him
honorary titles, and tried by every possible
means to win him over to his side, Guan Yu to the last did not change
his allegiance. He accepted to work for Cao Cao at the sole condition that he would leave the
day he discovered the whereabouts of Liu Bei. And so he did, leaving without
saying hello to Cao Cao,
but after returning every single gift he had received (except his horse). Through
a long and dangerous journey he rejoined Liu Bei’s camp.
Gradually,
China split into three separate kingdoms: Wei, Wu, and Shu. Liu Bei was the king of Shu, based in today’s Sichuan
Province; Cao Cao was the king of Wei,
based in Chang'an (Xi'an);
and Sun Quan was the king of Wu, based in today’s Suzhou. Alliances among these contenders
changed continuously. Guan Yu and Zhang Fei acted both as Liu Bei’s bodyguards
and commanders of his armies. At the Battle
of the Red Cliff (208 or 209 CE),
the allied armies of Liu Bei and Sun Quan won majestically against Cao Cao. Thereupon,
Guan Yu took the opportunity to conquer further and put the siege to Fancheng,
an important stronghold of Wei, and then to occupy Xiangyang (in today Hubei Province).
Liu Bei made Guan Yu governor of Xiangyang, and handed to him a heavy
responsibility: the defense of Jingzhou, a key city in the war against Cao Cao.
Soon later, the armies of Wei and Wu
formed an alliance against Liu Bei and put the siege to Xiangyang. Guan Yu haughtily
despised his enemy and took him lightly. Encircled, he fought courageously; he succeeded in killing Pang De, one of the
commanding generals of the Wu Army, by cutting off his head. But then Sun Quan,
king of Wu, sent another army to attack Jingzhou. Some generals of Wu had
personal grudges with Guan Yu and were happy to take the opportunity for
revenge. Eventually, they surrounded him and he refused to surrender; so he was
captured and executed together with his son Guan Bin. They chopped off his head
and Sun Quan sent it as a gift to Cao
Cao, king of Wei. Cao
Cao, moved by Guan Yu's sense of loyalty and righteousness,
had him buried solemnly with the rite reserved for a noble feudatory.
According to legend, Guan Yu's head was
buried in the Guanlin Temple in Luoyang, Henan (see below, section on Temples), and his body on
Yuquan Hill (Yuquanshan) at Dangyang, Hubei.
II.
The Canonized Guandi
Toward the end (chapter 77) of the Romance of the Three Kingdoms, the
author reports the following story, seemingly current long before the drafting
of the novel. After being beheaded by will of the King of Wu, Guan Yu’s spirit
kept roaming the land surrounding the hill (Yuquan Hill, near Dangyang, Hubei),
where he was beheaded, crying out “Return my head!” Until one day the Buddhist monk
Pujing
spoke to the spirit: “Now you ask for your head. How about the heads of all
those that you beheaded in battle?” Thereupon Guan Yu became enlightened and
disappeared.
He kept manifesting himself around that hill to protect the locals from evil.
The locals built a temple on the hill to worship the spirit of Guan Yu. This
way, the cult of Guan Gong had its beginnings.
Pujing was a historical figure, who lived
toward the close of the Han Dynasty. Yuquan
Temple is one of the earliest Buddhist
temples in China.
According to tradition the Buddhist monk Pujing built a hut for meditation on
Yuquan Hill, on the very spot where Guan Yu had been beheaded. Later, the local
people built a temple where the hut stood and that was the start of the cult of
Guan Gong, which gradually spread far and wide from there.
The novel might report very ancient
traditions as well, when it tells the story of the banquet held by Sun Quan,
King of Wu, to celebrate the victory over Guan Yu and to thank a general who
had been the strategist of it. During the banquet, the general became possessed
with the spirit of Guan Yu and attempted to attack Sun Quan, then collapsed to
the floor and died. Thereupon, Sun Quan was taken by fear and sent Guan Yu’s
head to Cao Cao,
hoping to turn the responsibility for Guan Yu’s death on Cao Cao (and also to sow discord
between Cao Cao
and Liu Bei, king of Shu). Upon receiving Guan Yu’s head, Cao Cao noticed that his face
showed the expression of a living person, so that Cao Cao exclaimed: “I hope you
have been well since we last parted.” To his horror, Guan's head opened its eyes and mouth and the long beard and hairs stood on
their ends. Cao collapsed and did not regain consciousness until a long time
later. When he came to, he exclaimed, "General Guan is truly a god from
heaven!" Then he ordered the head to be buried with full honors.
In some way Guan Gong gradually acquired a
place in popular worship. The process by which the folk hero Guan Yu became an
important figure in the religious pantheon is still a kind of mystery. It needs
to be faced by interdisciplinary research.
According to the opinion of Hu Xiaowei,
Buddhist masters played a certain role in the spread of the cult of Guan Yu. In
the early centuries of their activity in Chinese soil, Buddhist missionaries
relied heavily on the use of ghosts
and ghost stories to convince the
populace.
Hu quotes the examples of Zhiyi (538-597), the main founder of Tiantai
Buddhism, who lectured at Yuquan Temple during the Sui Dynasty, and of the
leaders of the Northern School of Zen Buddhism: Shenxiu (606-706), the founder
of the School, and his successor Puji (651-739), who besides was a fellow
countryman of Guan Yu. Thanks to the influence of such great masters and to the
support of government authorities, a process of canonization of Guan Yu
gradually developed during the Tang Dynasty.
From the Song Dynasty on, his worship
started to spread wider and wider, and Guan Gong (or better Guandi, i.e. Emperor Guan, as he was
customarily called by Daoists) became an important figure of the Daoist
pantheon (see later, section on Daoism). Starting from the Song dynasty, the
emperors saw him as the ideal of a military man, and conferred more and more
privileges on him. From then on, in China they started to build temples
all over to Guan Yu. The Song emperor Zhezong (r. 1085-1100) bestowed on him
the title Xianlie wang, Huizong (r. 1100-1126) the title yiyong wuan
wang (King of Military
Pacification) in 1102. The Song emperor Huizong first proclaimed him as zhong
hui gong; then Gaozong proclaimed him zhuang lu wu an wang.
The Yuan Dynasty also honored him. The
Khan attributed the success in their conquest of China to the help of Guan Gong.
Therefore they conferred on him the title Xianling yiyong wuan ying ji wang.
The Yuan dynasty emperor Qubilai Khan proclaimed him zhongyi shen wu ling
you ren yong wei xian guan sheng da di.
Toward the close of the Yuan Dynasty there
was born the Romance of the Three Kingdoms, which brought the name of Guan
Yu to the apex of popularity and influenced the masses enormously. It is the
most famous and popular of the classical Chinese novels. A large portion of it
describes the life and heroic feats of Guan Yu. Thanks to that historical novel, Guan Yu, not much important as a
historical figure, came to be described as a perfect human being, as the
incarnation of courage in battle and righteousness and loyalty in friendship.
The stories and adventures narrated in the
famous classical novel had been an important repertory for popular storytellers
for centuries before the drafting of the novel. Even nowadays, quite a few of
those stories are well-known to most Chinese since their childhood and are the
source for numerous proverbs and literary allusions in Chinese speech. They
have been widely used by playwrights for countless plots of Chinese operas
through the centuries.
With the passing of time, the good name of
Guan Yu had not only overtaken that of his two sworn brothers (Liu Bei and
Zhang Fei), but had grabbed the first place among all generals of history: he
became the foremost general of all ages. In Dangyang, Hubei,
on Guan Yu’s tomb there is inscribed this couplet:
The peerless champion
of righteousness and loyalty of the Han Dynasty;
The foremost
supreme hero of all times.
Under the Ming, his cult spread even wider. Hongwu,
the first Ming emperor, institutionalized popular religious cults and the way
of worship, including the cult of Guan Gong.
Hongwu’s son Zhu Di (r. 1402-1424) was most devout of Guan Gong. He had grabbed
the throne from his nephew by a successful coup
d’état, and claimed it was all due to a special blessing from Guan Gong.
It was under the Ming that Neo-Confucianism was
exalted, and Guan Gong was a good model of scholar-warrior, in a country living
in fear of a Mongol invasion. Again, it was in that age that Guan Gong, being
so powerful in many ways, became the giver of rain to the land, to be invoked
for that by peasants in the countryside.
Guan Yu became highly venerated and
worshipped, especially as Wuwang (king of martial arts and military
skills), or as Wu shengren (the sage of military-martial arts), perfect
pendant and with equal dignity as King Wen (Wen wang) or the Literary Sage Confucius (Wen shengren). Thousands
upon thousands of temples were constructed, each bearing the title Wumiao (Warrior temple) or Wusheng miao (Warrior Sage
Temple). Many temples
were built at government expense, so that prescribed sacrifices could be
offered on the 15th day of the second moon and on the 13th
day of the fifth moon.
Thanks to the promotion by various emperors,
Guan Yu’s dignity rose higher and higher. He not only became a god/spirit given
cult by the masses; he became also an important divinity officially honored by
the state. He became the protecting god of the reigning dynasty. Because of
this, Buddhists and Daoists vied with each others to make this figure their own
and include him inside their doctrines, in order to increase their own
prestige.
In 1614, Emperor Wan Li (Shenzong, r.
1572-1620) canonized Guan Gong as ‘Great Emperor’ (Da di), the god of war, protector of China and of all its citizens.
From merely a general, Guan Yu by then had already become a king (wang),
an emperor (di), yet supreme emperor (da di), a title that no other historical
figure, not even an emperor had dared to advocate for himself. Wan Li added on
him the title ‘Grand Emperor of Righteousness Who helps Heaven and protects the
Country’ (Xie tian hu guo zhongyi di), and also the title of ‘Grand Emperor Demon-Subduer of the
Three Realms’ (Sanjie fumo dadi). Then
they started also to place at his side two attendants (chengxiang), the generals Lu Xiufu and Zhang Shijie (two heroes of
resistance against the Mongol invasion at the end of the Song Dynasty), and
then also Yue Fei as generalissimo and Wei Xigong as jialan (patron
saint).
During the Qing Dynasty, Emperor Shunzhi (r.
1644-1661) increased the dose of honors bestowed on Guan Gong.
He conferred to Guan Yu a title of 26 characters: Zhongyi shen wuling you
ren yongwe xian huguo baomin jingwei suijing yuzan xuande guansheng dadi. In
1725 the Guandi cult was brought under systematic imperial control.
The best endowed of the hundreds of popular Guandi temples in every county was
selected as the official Guandi temple. By 1853 the Qing raised his worship in
the official sacrifices to the same level as that of Confucius. He was
thoroughly confucianized as a master of the classical teachings; Guandi became
a heroic protector and provider, a warrior loyal above all to constituted
authority and the established order.
Guandi’s many symbolic functions at the popular and imperial levels reinforced
one another.
Since fame spread far and wide that Guandi
held the power of deciding life and death of people, that he could help students
in passing the state examinations, that he could heal sicknesses and liberate
people from calamities, that he could expel evil ghosts and protect from
harmful influences, that he could punish with death whoever did some acts of
rebellion, that he could check people’s thoughts, and even that he could make
people rich, that he could protect businessmen in their business, in a word,
that he was endowed with almighty powers, the use spread among the people that
each class of people, each category of activity, persons of any age (young and
adult, old people and children, men and women), give him a universal cult with
the most use of Li (rituals),
more widespread and more solemn than those for Confucius.
Devotion and worship to Guan Gong
continued strong also during the Republican Era, down to our own days.
III. Guan Gong in
Confucianism
Guan Yu has remained famous for practicing
the five basic Confucian virtues (ren yi li zhi xin). He was praised as
benevolent (ren) for seeking indefatigably his sworn brothers for
thousands of miles. He was praised as righteous (yi) for releasing Cao Cao whom he had captured. He
was praised as courteous (Li) for graciously escorting and protecting
his sworn brothers' wives through a long and difficult journey. He was praised
as wise (zhi) for his intelligence in tactics. He was praised as loyal (xin)
for going to the ceremony of swearing among the three brothers with only his
sword.
According to his biography, as depicted on
the walls of the Taipei temple Xingtiangong,
Guan Gong practiced all the eight Confucian virtues (ba de) and passed through many hard tests and temptations;
therefore he can help people overcome their problems and grow in their moral
lives. The eight virtues are filial piety (xiao),
brotherly piety (di), loyalty (zhong), trust (xin), propriety (li),
righteousness (yi), integrity (lian), and feeling of shame (chi).
1.
Filial piety. As a youth, he was filial
toward parents and elders. According to their wish, he married, and had three
children. Then, viewing the world in turmoil because of the Yellow Turbans
rebellion, begged permission from his parents to take leave and join the forces
trying to quell the rebellion.
2.
Brotherly piety. At the age of twenty-five,
he swore brotherhood with Liu Bei and Zhang Fei, together with them to fight to
his death for peace in the country and the welfare of the people. Guan Yu and
Zhang Fei always revered Liu Bei as their elder brother and tirelessly served
him to the end of their lives. This is the virtue of piety toward one’s
brother.
3.
Loyalty. In the year 200 CE, when he was
41, he was captured in battle by Cao Cao. At
the time he was escorting the two wives of Liu Bei. He was very considerate in
taking care of them. He settled them inside closed quarters, while he camped outside.
This is called keeping one’s status in life: the virtue of Li.
4.
Trust. While in the service of Cao Cao, Guan Gong made clear
that he was faithful to the Han House, not to Cao Cao, and that a loyal
subject was not supposed to serve two lords. Therefore, as soon as he got word
of the whereabouts of Liu Bei, he left Cao Cao and, regardless of the enormous distances
ahead, he took the road in search of Liu Bei. After many difficulties and
heroic feats, he rejoined his two sworn brothers. Loyalty to the end.
5.
Propriety. In 210, he was ordered to
conquer Changsha.
During the siege, he had to battle Huang Zhong, a former old comrade. This
general was made to fall by his own horse and was in dire condition half locked
under his horse. Guan Gong did not take the opportunity to slay him; instead,
helped him get free from his horse, and return to active dueling. A great feat
of mercy.
6.
Righteousness. In 214, he smelled
trouble, but faithful to his word, joined a general of the king of Wu for
dinner. It was an ambush. Guan Gong, lightly armed and with few soldiers,
pretended to be drunk and holding the general by his neck, managed to fend for
himself and retreat to a boat, on which he escaped. This means keeping one’s
word, and also a feat of courage.
7.
Integrity. At sixty, he was wounded by
an arrow and rescued by his son. Back in the camp, he extracted the arrow and
found that its point was poisoned, and the poison had spread to his bones. Hua
Tuo, a famous doctor, came to operate and scrape off the poison, while Guan
Gong, in order not to depress his soldiers, kept playing go and drinking with
his associates. A feat of incredible courage.
8.
Feeling of shame. Later that year, he
was surrounded by an unexpected Wu army and captured. The king of Wu many times
asked for his surrender. Both he and his son preferred to die instead of
surrendering, with the famous saying: “Jade can be broken to pieces, but cannot
be stained; a bamboo can be destroyed by fire, but cannot be broken at its
joints.”
The custom of swearing friendship on the
model of the three sworn brothers is
still widely practiced in Chinese society.
Finally, in the Confucian religion, Guan Yu is also worshipped as a God of Literature, because he was an
assiduous reader of the Confucian classics. Guandi is reckoned as one of the Five
Wenchang, meaning one of the five protectors of learning.
The underlying concept is that, in the Confucian view of life, the human world
is but an examination hall, testing each person’s morality.
IV. Guan Gong in Buddhism.
According to Buddhist
tradition,
in 582, at the time of the Sui Dynasty (581-618), the great Master Zhiyi, of
the Tiantai School (Tripitaka), had built a temple at Dangyang Yuquan Hill (Yuquanshan), the Yuquansi, which still stands today. That is the place where Guan Yu
had met death and his body had been buried. Legend tells that Guan Yu appeared, together with a host of
spiritual beings, before a meditating Master Zhiyi and asked for spiritual
guidance. He also requested to receive the bonze ordination. Quickly learning
the Five Precepts, Guan Yu became a Buddhist, reached Enlightenment, and now
devotes the rest of his Immortality to defending the Buddhist faith.
According to Buddhist tradition, already
by the Tang Dynasty (as in the writings of Shenxiu, the founder of the Southern
Zen School) Guan Yu became the patron saint (qielan) of the temple (sangharama)
built by Master Zhiyi. From then on, every temple was competing to have Guan Yu
as its patron. In Shanxi,
at Wanguashan of Jiaocheng, there is a famous temple complex (Tianningsi), where at the sides of the
great hall (Daxiong baodian) there is
a temple dedicated to Guandi, and another to Guanyin, to indicate that the two
are equal.
In Chinese
Buddhism, Guan Yu is honored as a bodhisattva
and protector of the Dharma.
Buddhists too extol Guan Yu’s virtues, and because of his virtues they see him
as a protector of the Buddhist moral law. Therefore, they call him Old Buddha
Covering Heaven (Gai tian gufuo),
or also Patron Saint Protector of the Law (Hufa jialan). He is called Sangharama
Bodhisattva (in Chinese: Qielan Pusa).
Sangharama
in Sanskrit
means 'community garden' (sangha, community + arama, garden) and
thus 'monastery'. For Buddhists, Guan Yu is the guardian of the temple and of the
garden in which it stands. His statue is usually located on the far left of the
main shrine, opposite his counterpart, Skanda
Bodhisattva.
Beside his role as guardian of the
Buddhist dharma, Guan Gong is viewed
by Buddhists also as the Great God who subdues Demons of the Three Worlds (same
as Daoism, see Daoism here below), and whose awe spreads far and moves Heaven.
A devout Buddhist website describes him in such words: “Guan Gong, during his
lifetime, had official standing under Liu Bei, had equals in martial vigor such
as Zhang Fei and Zhao Yun, and had far inferior intellectual abilities than Zhuge
Liang. Nevertheless, generation after generation of Chinese everywhere admired
and worshiped only him. I think, this is because while he was well accommodated
in Cao camp he was never moved by worldly comforts, but still held on to pure
sincerity and loyalty, and as soon as he learned about the whereabouts of Liu
Bei, he declined all worldly fame and wealth, and then escorted Liu's two wives
through much hardship on a journey of thousand miles to look for Liu. Such
pure-mindedness that transcends all worldly considerations is the main reason
why he had been naturally worshiped as a deity by generation after generation
of Chinese everywhere.”
In Lamaism there is also a widespread
presence of Guandi. In Mongolia,
numerous monasteries built in the 18th century were dedicated to
Lord Guan, the bodhisattva Sangharama, also known as “the lord of the
magnificent beard.” The most famous Lama
temple in Beijing, called the Yonghe gong, or the Palace of
Peace and Harmony Lama Temple, contains a solemn hall or temple to Guandi.
In the center of this hall a huge bronze sitting statue of Guandi is
worshipped.
V. Guan Gong in Daoism
In the crowded Daoist pantheon, Emperor
Guan is given a very high position. He is worshipped as a close acolyte of the
Jade Emperor (Yu Huang Da Di). He is
said to be the 18th generation Jade Emperor Great Heavenly Worthy.
They call him various titles, such as Yi
han tian zun or Great Emperor Assisting Heaven (Xie tian da di) or Honorable King of Martial Peace (Wuan zun wang). Besides being honored as
the saintly Emperor Guan (Guan sheng di
jun, or simply Guandi), Guandi is
also widely celebrated as a leading subduer of demons (Dangmo zhenjun,
or also Fumo dadi).
They consider him a reincarnation of an ancient dragon (leishou shanzezhong
zhi laolong). They created a huge variety of miracles in order to enlarge
his prodigious power and influence (lingyan).
Taoist worship of Guan Yu began during the
Song
Dynasty. Legend has it that during the second decade of the 12th century,
the saltwater lake in present day Xiezhou County gradually ceased to yield salt. Emperor
Huizong (r. 1100-1126), who was quite superstitious, then summoned
Celestial Master Zhang Jixian, thirtieth
descendant of Celestial Master Zhang Daoling,
to investigate the cause. The emperor was told that the disruption was the work
of Chi You, a
deity of war. The Master then recruited the help of Guan Yu, who did battle
with Chi You over the lake and triumphed, whereupon the lake resumed salt
production. Emperor Huizong then bestowed upon Guan Yu the title of Immortal of
Chongning (Chongning zhen jun),
formally introducing the latter as a deity into Taoism.
Today
Daoist practices are predominant in Guan Yu worship. They stress his mighty
power, capable to easily defeat any kind of demon and evil influence, including
also all kinds of diseases. Many temples dedicated to Guan Yu, including the Emperor Guan
Temple in Xiezhou County,
show heavy Taoist influence.
In
the Ming and Qing dynasties, many Planchette
Writing sessions
invited Emperor Guan to descend and handed down some writings popular among the
people, such as the Perfect Book of Emperor Guan's Enlightenment, the
Book of Emperor Guan's Manifest Holiness, and the Admonishment for the
Literati. During
the Ming, Qing and Republican periods, Temples of Emperor Guan were built
everywhere. Some large-sized Daoist and Buddhist temples also contained images
or memorial tablets of Emperor Guan. The popularity of the belief in Emperor
Guan can be compared with the cults of City God Temples and local earth spirit (Tudi Gong) temples. According to legend,
the holy birthday of Emperor Guan is the 13th day of the 5th month or the 13th
day of the 1st month of the lunar year; in certain areas it is on the twenty
fourth day of the sixth month on the lunar
calendar. On the
divine birthday of Guandi, temples of Guandi hold celebration rituals and a
street parade in honor of Emperor Guan is unfailingly held.
The figure of Guan Yu has also the purpose
of kindling in people’s hearts the courage to fight in war, and his cult was
emphasized also for this reason. In the 19th century, the
catechetical tract Tian qing daoli shu of the Taiping (Taiping
tianguo) points out Guan Yu’s courage as a model: "To annihilate the
millions of demons throughout the world, heroes must be par with or even
superior to Guan Yu and Zhang Fei of the Han Dynasty." Also the Boxer
fighters (Yiheduan) of 1900 used to wear on their bodies a statuette of Guandi
as an amulet, so that it could irradiate into them the courage of Guan Laoye (Old Lord Guan).
Temples to Guan Gong are quite numerous
throughout China.
Wherever there are Chinese people, there are temples to Guan Gong.
The three foremost temples in all of China
are the temple at Xiezhou, his birthplace, the Guanlin
Temple in Luoyang, where his head is buried, and the
temple at Dangyang, the place where Guandi was slain and his body was buried.
The Xietian
temple in Xiezhou, Shanxi, is the foremost temple
to Guan Gong. It is a
huge architectural complex, built in imitation of the imperial palace,
befitting his status as “emperor”. It is already 1500 years old – it was
started in the ninth year of the Sui Dynasty (588 CE) – and occupies an area of
18,000 sq. m., split into northern and southern
sections. It encloses
gardens, pavilions, kiosks, memorial gates and arches, rockeries, among others -
all surrounded by dense forests of peach trees.
Although it was repaired and partly rebuilt
several times, the present temple, due to a consistent work of renovation, is
still quite viable, and can show parts of about one thousand year ago. It is
most famous for the ancient mural paintings. There are also plenty of sculptures, so that it
can be considered one of the most striking sculptural marvels in all of China.
The statue of Guan Gong is riding his horse, the celebrated Red Hare; at
his side, his two attendants: his son Guan Bing and his general Zhou Cang.
The last building in the temple complex,
and the tallest, is called the “Palace
of Spring and Autumn.”
There is a statue of Guan Yu reading at night the Spring and Autumn Annals written by Confucius. Guan Yu is sitting,
slightly sideward, holding the book with his right hand, fully concentrated in
reading, in front of a desk lighted by a lamp. All the buildings are built on
wooden pillars. The suspended gallery surrounding the Spring and Autumn
pavillion is unique in ancient China’s architecture.
The Yuquan Temple
in Dangyang is a very ancient architectural complex, occupying about 10,000
sq.m. The tomb itself is 8 m.
high and 60 mt. round. The temple was enlarged several times along the
centuries, with the addition in 1061 of a 13-story pagoda made of cast iron.
The famous monk Zhiyi (538-597) lectured there. At the peak of its development,
during the Song Dynasty, the temple was enclosed in a huge beautiful garden,
comprised nine buildings and eighteen halls, and was house to 3700 monks.
The Guanlin Temple,
situated near Luoyang
(eight kms. south of the city), is where Cao Cao, out of respect for the character of Guan
Gong, had his head solemnly buried. It is one of the main tourist attractions
of Luoyang. The
name of the temple means Forest of Guan,
due to the fact that the temple complex is surrounded by a forest of roughly
one thousand ancient pine and cypress trees. The temple buildings are imposing
and house countless statues, among them a guilt statue, 8 mt. high, of a
sitting Guan Gong crowned like an emperor. The alley leading to the temple
entrance is lined with 170 stone lions.
Guandi’s temples – there are so many of them in China
- appear with a variety of different names. We may distinguish
two groups of temples: those dedicated exclusively to Guan Yu and those where
Guan Yu is venerated together with other figures. Most of those exclusively dedicated to Guan Yu
bear the following names:
1) Guandi Miao, Guan Sheng Miao, Guan Wang Miao, Guan Sheng Di
Jun, Laoye Miao. This last name
is quite common among the common people, especially in the countryside, where Guandi
is affably called Guan Laoye (grandpa
Guan), an appellation that expresses at the same time veneration and familiarity.
2) Fumo Miao, Fumo An. These names come from the
honorific appellation Sanjie fumo dadi (great emperor chasing evil
spirits in the three worlds) conferred by Emperor Shenzong (Ming Dynasty). In
the time of Qianlong in Beijing
there were twenty-five Fumo miao (o Fumo An). These form a group to be
considered as Daoist temples to Guandi, the powerful spirit able to chase and
subdue all kinds of evil spirits.
VII.
Iconography
A divine figure worshipped for so many
centuries in such a wide territory has expectedly gone through a variety of
iconographic developments. We are still awaiting a reliable and exhaustive
research on this aspect of the Guan Gong cult. The five-volume work by Hu Xiaowei
deals with this issue from a historical point of view, examining the
iconographical developments of Guan Gong in certain historical periods.
This can undoubtedly become a quite interesting subject of anthropological or
religious research. Hereby, I will limit myself to describe some general
characteristics.
The novel Romance of the Three Kingdoms,
adding some color to the portrait presented in historical sources, describes
the figure of Guan Yu as a man of "imposing looks and martial stature,
long beard and mighty sword." This because in the popular legends he was
nine feet tall, had a majestic aspect, and his horse (named Red Hare) was able
to run at high speed for a thousand li
(Chinese miles).
The iconography, along the centuries, has
reflected his imposing figure. Most often, his statues represent him standing,
a tall and imposing military commander, with a long beard and a spear (a spear
or halberd) in his hand. According to folklore, Guan Yu's weapon was a
particular kind of spear with a fat crescent shape - now known as guandao (the
knife of Guan Yu) – called by the name Green
Dragon Crescent Blade, which resembled a halberd and was
said to weigh 82 jin
(41 kilograms).
Relatively few instances have him
majestically sitting on a throne, always with his huge beard and awful spear.
In all instances, he presents himself with a dark red face (rarely with a black face), phoenix eyes, flying
eyebrows, very long beard, imposing and awe-inspiring presence. Always holding
a fearful halberd in his hand, his appearance is awe-inspiring. In art, Guandi
usually wears a green robe and has a reddish face, even though one may see some
variations in his dress. Sometimes he wears a warrior uniform; sometimes he
wears leisure dress and blue gown; sometimes a colorful court attire.
A sitting Guandi is called Wu Guandi
(martial Guandi). Almost
always he is accompanied by two warriors at his side, one with a spear is his
attendant general Zhou Cang, the other with a stamp chop is his adoptive son
Guan Ping.
A standing Guandi is called Wen Guandi
(literate Guandi). He
usually holds a book in his hand. It refers to the saying "Guandi by night
studied the Spring and Autumn Annals." Therefore, such an icon
would mean love for studying.
VIII. The polyvalent Cult
to Guan Gong
Since the Ming and Qing
Dynasties, and thanks also to government sponsorship, Guan Gong came to be seen
as the patron saint (for some of them even as the founder) of 22 trades,
including bean curd makers and sellers, swordsmen, army men, fortune-telling,
pawning and finance, etc. But most important of all, Guan Gong never lost his
aura of Confucian worthy, the par with Confucius. As already mentioned, one has
to recall especially the Confucius author of Spring and Autumn Annals (Qunqiu),
a book insisting on the moral responsibility of humans for their acts and
words. In the figure of Guan Gong, the halo of moral duty instilled by
Confucius becomes action. It becomes Heaven’s judgment and punishment of evil
deeds manifested through the wrath of Lord Guan.
People worship Guandi (i.e. Emperor Guan) not merely as a
law-protecting heavenly deity, but also as god of war, god of wealth and god of
righteousness. They pray to Emperor Guan for many reasons, such as success in
imperial examinations, promotion in official ranks, and elimination of
disasters, curing diseases, exorcising evil, punishing treachery, and inspecting
hell, blessing merchants, enlarging the exchequer and judging doubtful cases.
Traditionally, secret societies even made the loyalty and righteousness of
Emperor Guan their spiritual bond. For reasons varying from joining the society
to becoming sworn brothers, they held all kinds of rituals in front of him,
such as burning incense, prostrations and kowtowing, and smearing the blood of
sacrifice on mouths when swearing oaths.
In Hong Kong,
Guan Gong is present in people's houses, in offices and shops, in restaurants
large and small, in hospitals, even in newspaper publishing houses. For his
bravery, and because he died defending legal issues, he also became the patron
God of Police Officers. In Hong Kong, a shrine for Guan Yu is located in each police
station. Though
by no means mandatory, most Chinese policemen
worship and pay respect to him. Also throughout China
and Vietnam,
you may easily see pictures of Guan Gong inside police stations. Though by no
means mandatory, most Chinese policemen worship and pay respect to him.
Seemingly ironic,
in Hong Kong members of the Triad gangs and the Hung clan
worship Guan Yu as well. This exemplifies the Chinese belief that a code of
honor, epitomized by Guan Yu, exists even in the underworld.
Guan Yu is also
worshipped by Chinese businessmen in Shanxi
Province, but also elsewhere, in Taiwan, Hong Kong, Macau and Southeast
Asia as an alternative God of Wealth, since he is perceived to bless the
upright and protect them from the crooked.
In Taiwan, the cult of wu sheng
guan gong (martial saint Guan Gong) spread since the early times. In
Confucian circles he has been worshipped as wen heng sheng di, or also
as shanxi
fuzi (i.e. the Confucius of
Shanxi). There is the saying: "In Shandong
there was a man who wrote the Spring and Autumn Annals; in Shanxi there was a man
who read the Spring and Autumn Annals." He has been viewed as a par
to Confucius, Confucius being the literate saint (wen sheng), Guan Gong the military saint (wu
sheng). But the devotion to him exceeded the boundaries of the three
religions (Confucianism, Daoism, Buddhism).
Historically, the first temples to Guan
Gong in Taiwan are in the Tainan area and belong to
the late Ming Dynasty, to the time of Coxinga (Zheng Chenggong 1624-1662). By
then, for the incoming Chinese settlers, Taiwan was still an unexplored and
savage country. Both the political authorities and the population relied on the
fear-inspiring aura of the warrior Guan Gong to help them pacify the savage
land. Later, with the development of the place, there sprang up temples to Guan
Gong everywhere. Presently, in the whole Taiwan
area there are 193 Guan Gong temples, the majority of them in the areas of
Yilan, Tainan,
and Miaoli.
In Taiwan, the Guandi temple that draws the biggest
crowds of worshippers is the Xingtian gong, built in 1968 in downtown Taipei. The temple, as most Chinese temples,
is neither Buddhist, nor Daoist.
It is a typical temple of the popular religion, where the temple program is
spelled mainly in Buddhist terms (to help souls to transmigrate: pudu), temple rituals are mainly Daoist,
and the openly declared ethical ideals espoused by the temple directors are
purely Confucian.
The temple is served by a large group of
old ladies in blue dress (not nuns, just volunteers), who assist visitors by
handing out incense sticks and other objects, and dispensing various kinds of
blessings. When inactive, they just kneel or sit in a large hall in prayer over
their sutras. The temple’s policy is to avoid supporting any superstition, and
to be less commercialized as possible. The visiting crowds, however, bring in
huge amounts of money, which allows the temple management to be extremely
active not only in the religious field, but also in the educational, medical, cultural,
philanthropic, and recreational field.
The tallest statue of Guan Gong in Taiwan
is said to be the one in Xinzhu, eight meters high, of a sitting Guan Gong
reading the Spring and Autumn Annals.
In the seventeenth century, Guandi’s cult
spread to Korea, where it
was believed he saved the country from invasion by the Japanese strongman
Toyotomi Hideyoshi (During the Seven year
war of Korea).
Guan Gong is known also in Japan,
where he is called Kanu (his temples
are called Kanteibyo),
and in Vietnam,
where he is also part to the pantheon of the Cao Dai religion.
IX. A Brief Conclusion
Guan Yu is an interesting
character from Chinese ancient history. He played an important role as a
military commander in the period of the Three Kingdoms. Then he became a folk
hero, yet a symbol of the basic virtues of a Confucian personality, including concern
for the common good, loyalty to the country, to superiors and friends, and devotion
to study of the Classics. Later, Guan Yu became also a protagonist in the best
known classic novel in Chinese literature, the Romance of the Three Kingdoms.
At the same time, with the passing of
centuries, he gradually became an important religious personality – you may call
him deity, or saint, or hero, or sage, or bodhisattva – spanning the whole
spectrum of Chinese religious life. Model of virtue in Confucianism, eventually
he became also a bodhisattva in
Buddhism, and a primary divinity in
Daoism. His importance is not easily exaggerated, since his cult embraces
Confucianism (epitome of righteousness and loyalty, assiduous study of the
Classics), Daoism (saintly character, powerful subduer of demons), and Buddhism
(one of the primary bodhisattvas, in
charge of protecting the Buddhist law and Buddhist monasteries).
He further occupies an important place in
popular religion as an alternative god of wealth and protector of businessmen,
of militaries and policemen, and as a powerful healer in the case of illness. In
popular religion today, Guan Gong is viewed as always ready to intervene
against anyone causing trouble to the people, be it foreign enemies, local
rebels, sorcerers or evil spirits of any kind, even dangerous animals. No demon
can resist the power of Guan Gong. Any evil spell is broken as soon as his name
is pronounced.
As a conclusion, we may revisit a
frequently asked question: is Guan Gong Buddhist, Daoist, or Confucian? Daoists
and Buddhists alike claim Guan Gong as their own. Each side has strong
arguments in its favor. Considering the historical figure, Guan Gong’s priority
of belonging should be to Confucianism. Guan Gong’s cult is to be considered
Confucian in another and deeper sense. The whole purpose of the existence of
this figure (rescuing people, straightening up wrongs, materialization of that
righteousness and mutual trust which are the basic fabrics of social and
economic life) is to be found in the Confucian book Spring and Autumn Annals. The message of the book has been clearly
identified for thousands of years with the ethical orientation of Confucius’
whole ideology, with all the theological or philosophical assumptions implied
in it. In short: there exists a difference between right and wrong, good and
evil, and Heaven is the ultimate judge about it. In this deep sense, the figure
of Guan Gong becomes a proof for the validity of the equation: Chinese popular religion is the
materialization (the religious version) of the ideology or ethical philosophy
commonly known as Confucianism, same as Western popular cults (cult of Mary,
saints, processions, prayers, sanctuaries, exorcisms, etc.) are the
materialization (the religious version) of Biblical doctrines and Catholic
theology.
On the other hand, Confucius was not so
explicit on heaven’s intervention in human affairs. Neither did he stress the
action of ghosts as executors of Heaven’s sanctions. There is where, for the
masses of people, the contribution of Buddhism and Daoism comes handy.
Therefore, in the end perhaps it is still better to conclude that the cult of
Guan Gong or Guandi belongs to all three, and to none of them: he is a main
figure of popular Chinese religion. Numerous other figures in popular Chinese
religion show hybrid components in their cult. None of them belongs so clearly
to all three.
Last but not least, even though his most
common portrait presents him in the garb of an ancient warrior and holding a
weapon, and the last two dynasties (Ming and Qing) promoted his cult as a model
of courageous military defender of the country, it is wrong to refer to him, as
sometimes Western publications do, as to the God of War, the Chinese correspondent of Mars of Western mythology.
This is an obvious misunderstanding, due to the fact that he was a famous
general, and his images are those of a warrior. Indeed, Guan Gong is no Mars. Neither
is he considered among the Chinese as the helper of whoever goes to war to fight
against other people. His role as a powerful spirit (always
acting on behalf of heaven) is not to help those who are fighting in war. His unique
role is to avenge evil deeds, to help the wronged, to fight for righteousness
and loyalty, and to protect the people from evil persons, evil spirits, and diseases.
One historical curiosity: It was
customary, during the Ming Dynasty, to house the sword of the public
executioner in Guandi’s temple. After a criminal was put to death, the
magistrate in charge of executions worshipped in the temple, certain that the
spirit of the dead man would neither dare to enter the temple nor to follow the
magistrate home.
A
prayer of “Supplication To protector Guan
Gong” I found used by a famous Buddhist master (Yutang Lin) sounds like
this: Long set as the epitome of
righteous loyalty for generations, The Chinese all over the world pay respect
and tribute to you! Bodhisattva Qie Lan, you attend well to all calls of your
duties, Propagation and continuation of Dharma depends on you! (www.originalpurity.org. April 23,
2007)
Certain ancient and famous temples gave
the name to the street where they are situated. There are numerous instances of
this fact in Beijing, such as Guandi Miao
Jie (now officially called Chongwai
nanyang shikou jie), or Guandi Sheng
Jing Hutong (now officially named Chong
Wai Xue jiawan hutong), Guan Wang
Miao Xiang (now officially named Guang
wai bin he xiang), Guan Wang Miao Jie
(now officially named Xiting hutong),
Laoye miao hutong (now called xicheng jinlao hutong), etc.
A wooden replica of the guandao can be found today in the Guandi Temple
in Xiezhou
County, Shanxi
Province.
Regarding this point, there are two
different opinions: according to one, it is not advisable to hang such a
portrait, because Guandi used to study the Annals when he was in the
most unfortunate circumstances, when he met some serious difficulty, when he was
in a predicament. The other opinion is that Guandi always loved to study the Spring
and Autumn Annals, no difference whether he was in trouble or in happy
moments.
Another reason why so many people in distress
refer to him recalls a fact in Guan Yu’s life: during the Huarong Pass
incident, when Cao Cao
was practically in his hands, he let Cao
Cao and his general pass through safely. Because of that, he
was perceived to be able to give a lifeline to those in need of it.